Financial services guide (FSG)

Financial Services Guide - Trivian Capital Management Pty Ltd

Corporate Authorised Representative
Date: 11 August 2025
Version: 1.0

About This Guide

This Financial Services Guide (FSG) provides you with important information about the financial services offered by Trivian Capital Management Pty Ltd to help you decide whether to use our services.

This FSG contains information about:

  • The financial services we are authorised to provide

  • How we are remunerated for providing financial services

  • Any associations or relationships that may influence our advice

  • How you can contact us and provide instructions to us

  • Our internal dispute resolution procedures and how to access them

  • Our professional indemnity insurance arrangements

You should read this FSG carefully and retain it for your records. If you have any questions about this FSG or our services, please contact us using the details provided below.

About Trivian Capital Management
Entity Details:

  • Entity Name: Trivian Capital Management Pty Ltd

  • ABN: 63 672 029 962

  • ACN: 672 029 962

  • Corporate Authorised Representative Number: 001306338

Australian Financial Services Licensee:

  • Licensee Name: Pursuit Capital Pty Ltd

  • AFSL Number: 339211

  • ABN: 96 136 717 283

  • Address: West Perth, WA 6005

Trivian Capital Management Pty Ltd ("Trivian Capital", "we", "us" or "our") is a Corporate Authorised Representative of Pursuit Capital Pty Ltd and operates under their Australian Financial Services Licence. We are authorised to provide the financial services described in this FSG on behalf of Pursuit Capital Pty Ltd.

Our Services

What We Do

At Trivian Capital, our open mandate focuses on 'Growth-Stage' venture capital and private equity. We back entrepreneurs, visionaries, founders and teams that are genuinely committed to their mission. Our portfolio spans multiple countries, underpinned by the extensive networks we've cultivated in Israel, Portugal, Indonesia, Southeast Asia, United States, Australia, and Brazil.

Financial Services We Are Authorised to Provide

Under the authority granted by Pursuit Capital Pty Ltd (AFSL 339211), we are authorised to provide the following financial services to wholesale clients only:

1. Financial Product Advice

We may provide general and personal financial product advice in relation to:

  • Deposit and Payment Products (basic deposit products and deposit products other than basic deposit products)

  • Interests in Managed Investment Schemes (excluding investor directed portfolio services)

  • Securities

2. Dealing in Financial Products

We may deal in financial products by applying for, acquiring, varying or disposing of financial products on behalf of clients in respect of:

·       Deposit and Payment Products (basic deposit products and deposit products other than basic deposit products)

·       Interests in Managed Investment Schemes (excluding investor directed portfolio services)

·       Securities

Our Key Service Areas

1.      Debt Structuring and Advisory

  • We assist investors to procure and manage tailored personal and business debt solutions

  • Access to private and institutional lenders for efficient solutions

2. Global Investment Syndicates

  • Access to deal flow across sectors including Technology, Digital Assets, and Sustainability

  • Co-investment opportunities on a deal-by-deal basis

3. Corporate Advisory and M&A Services

  • Strategic corporate and general financial advice to companies

  • Transaction-specific services across various industries

4. Prime Broker and ECM Services

  • Integrated approach to facilitate client needs

  • Solutions for co-investment in deals across multiple regions

Client Eligibility

Important: We are only authorised to provide financial services to wholesale clients as defined in section 761G of the Corporations Act 2001. We cannot provide financial services to retail clients.

A wholesale client includes:

  • Individuals with net assets of at least $2.5 million or gross income of at least $250,000 per year for the last two financial years

  • Companies or trusts with net assets of at least $10 million

  • Individuals investing at least $500,000 in a financial product

  • Professional investors such as AFS licensees, registered schemes, banks, insurance companies

Key Personnel

Managing Director: Kevin O'Hara

Kevin O'Hara is the Managing Director of Trivian Capital, bringing with him almost two decades of global experience in entrepreneurship, family office, venture capital and private equity. Kevin serves as Managing Director of Sentor Investments, Venture Partner and Member of the Investment Committee at Primal Capital, Venture Partner at SDGx Ventures in Singapore, and Investment Committee member at Newzone Ventures in Portugal.

Kevin has personally founded, scaled and exited 3 companies and brings a unique approach to investing in and working with portfolio companies. Kevin has an MBA majoring in Digital Transformation, has completed post graduate executive education at both INSEAD and Harvard Business School, and is a passionate volunteer and member of the NSW Steering Committee at Mirabel Foundation.

How to Contact Us and Provide Instructions

Trivian Capital Management Pty Ltd

Address: Level 2, 175 Macquarie Street, Sydney NSW 2000
Email: kevin@triviancapital.com
Website: www.triviancapital.com

You may provide instructions to us by:

  • Email to the address above

  • Written correspondence to our postal address

  • Telephone (contact details available on request)

Business Hours: Monday to Friday, 9:00 AM to 5:00 PM AEST

We will acknowledge receipt of your instructions and confirm our understanding before acting on them. For complex instructions, we may request written confirmation to ensure accuracy.

How We Are Remunerated

Our Fees

Our remuneration structure is designed to align our interests with those of our clients. We may be remunerated through:

1.      Advisory Fees

  • Fixed fees for specific advisory services

  • Hourly rates for consultation services

  • Project-based fees for corporate advisory work

2.     Success Fees

  • Performance-based fees linked to successful transaction completion

  • Percentage of funds raised or transaction value

3.     Co-investment Returns

  • Returns from our principal investment alongside clients

  • Carried interest from investment performance

Fee Disclosure

All fees and charges will be clearly disclosed to you before we provide any financial service. Where we provide you with personal advice, details of our remuneration will be included in your Statement of Advice.

Third Party Payments

We do not accept commissions from third parties in relation to financial products we recommend. We may receive referral fees for introducing clients to other service providers, and these will be disclosed to you when relevant.

Associations and Relationships

Related Entity Relationships

Pursuit Capital Pty Ltd - Our AFS Licensee

  • We operate as a Corporate Authorised Representative under their licence

  • We are subject to their supervision and compliance framework

Sentor Investments - Related Investment Firm

  • Kevin O'Hara serves as Managing Director of both entities

  • May lead to referral of opportunities between firms

  • Independent investment decisions maintained

External Relationships

Our Managing Director Kevin O'Hara holds positions with several investment entities:

  • Venture Partner at Primal Capital

  • Venture Partner at SDGx Ventures (Singapore)

  • Investment Committee Member at Newzone Ventures (Portugal)

  • Strategic positions with various portfolio companies

These relationships may influence deal flow and investment opportunities. We maintain independence in our advice and will disclose any potential conflicts of interest.

Product Issuers and Investment Managers

We maintain relationships with various fund managers and product issuers globally. These relationships enable access to investment opportunities but do not compromise our independence in providing advice suitable to your circumstances.

Lack of Independence Statement

We are not independent, impartial or unbiased in relation to the provision of our financial services because:

  • We may have associations with product issuers or investment managers that could reasonably be expected to influence our advice

  • Our Managing Director holds positions with multiple investment entities

  • We may receive benefits from successful transaction completion

  • We invest our own capital alongside clients, creating shared interests

When we provide personal advice, we will clearly identify any specific conflicts of interest that may apply to our recommendations.

Professional Indemnity Insurance

Trivian Capital Management Pty Ltd is covered under the professional indemnity insurance policy maintained by Pursuit Capital Pty Ltd. This insurance:

  • Covers claims arising from the conduct of current and former authorised representatives

  • Satisfies the requirements of section 912B of the Corporations Act 2001

  • Covers potential liability for a period of seven years after we cease to provide financial services

  • Provides compensation to clients who suffer loss due to breaches of our obligations

The insurance arrangement provides adequate cover for the financial services business conducted under the authority of Pursuit Capital Pty Ltd.

What Documents Will You Receive?

Statement of Advice (SoA)

When we provide you with personal financial product advice, we will provide you with a Statement of Advice before or at the time we provide the advice. The SoA will contain:

  • Your relevant personal circumstances

  • Our advice and recommendations

  • Basis for our advice

  • Information about fees and potential conflicts of interest

  • Warnings about risks and other relevant matters

Record of Advice (RoA)

For ongoing advice relationships, we may prepare a Record of Advice instead of a full SoA where:

  • You have previously received an SoA from us

  • Your personal circumstances have not significantly changed

  • The further advice relates to the previous advice

You can request a copy of any RoA within seven years of the advice being provided.

Product Disclosure Statement (PDS)

Before recommending that you acquire a particular financial product, we will provide you with the relevant Product Disclosure Statement. The PDS contains important information about the financial product including features, benefits, risks, conditions and fees.

Privacy and Confidentiality

We collect personal information to provide financial services and maintain our relationship with you. We are committed to protecting your privacy in accordance with the Privacy Act 1988 and our Privacy Policy, which is available on our website at www.triviancapital.com/privacy-policy.

We may disclose your personal information to:

  • Our licensee, Pursuit Capital Pty Ltd

  • External service providers who assist us in providing financial services

  • Other parties where you have consented or where required by law

Complaints and Dispute Resolution

We are committed to resolving any concerns you may have promptly and fairly.

Internal Dispute Resolution

If you have a complaint about our services:

Step 1: Contact Us Directly

Step 2: Formal Complaint Process
If your concern is not resolved immediately, we will:

  • Acknowledge your complaint within one business day where possible

  • Investigate the matter thoroughly

  • Provide a written response within 30 days

  • Propose appropriate remedial action if required

External Dispute Resolution

If you are not satisfied with our response, or we do not respond within the required timeframes, you can lodge a complaint with the Australian Financial Complaints Authority (AFCA).

Australian Financial Complaints Authority (AFCA)

AFCA provides fair and independent financial services complaint resolution that is free to consumers. There are time limits for lodging complaints with AFCA.

Important Information

General Advice Warning

Any general advice provided has been prepared without considering your personal objectives, financial situation or needs. Before acting on any general advice, you should consider whether it is appropriate for your circumstances and consider seeking personal advice.

Wholesale Client Confirmation

Our services are only available to wholesale clients. By engaging our services, you confirm that you meet the wholesale client criteria under the Corporations Act 2001.

Risk Warning

All investments carry risk, including the potential loss of capital. Past performance is not a reliable indicator of future performance. Before making any investment decision, you should carefully consider the risks involved and seek independent professional advice if necessary.

Regulatory Information

This FSG has been prepared to meet the requirements of Chapter 7 of the Corporations Act 2001 and Australian Securities and Investments Commission regulations. It should be read together with any Statement of Advice and Product Disclosure Statements we provide to you.

Contact Information Summary

Trivian Capital Management Pty Ltd

Our Licensee:
Pursuit Capital Pty Ltd

  • AFSL No: 339211

  • ABN: 96 136 717 283

  • Address: West Perth, WA 6005

This Financial Services Guide was prepared on 11 August 2025 and remains current until replaced or withdrawn. The information contained in this FSG is general information only and does not take into account your personal financial situation or needs.

© 2025 Trivian Capital Management Pty Ltd